October 2022 — Question 71
Which of the following answer choices is NOT a factor that CBP considers in deciding whether a licensed broker has exercised responsible supervision and control over unlicensed employees?
- AAny circumstance which indicates that an individually licensed broker has a real interest in the operations of a broker.
- BIssuance of written instructions and guidelines to employees of the broker.
- CVolume and type of business of the broker.
- DNumber of penalties assessed against the employees.✓ CBP's answer
- EThe extent to which the individually licensed broker who qualifies the district permit is involved in the operation of the brokerage.
CBP's cited authority
§ 19 CFR 111.1
Answer and citations as published in CBP's official answer key for the October 2022 examination.
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