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Broker Compliance

April 2023 — Question 65

Within how many days of the date of discovery that an employee is a convicted felon must a duly licensed broker seek approval of such employment from the Assistant Commissioner or be assessed a $5,000 penalty for knowingly employing any convicted felon?

CBP's cited authority

§ 19 CFR Appendix C to Part 171 VII.B

Answer and citations as published in CBP's official answer key for the April 2023 examination.

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