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Broker Compliance

May 2024 — Question 6

Which of the following is TRUE regarding the record retention period?

Why this answer

The retention exceptions in the cited section decide this question. A consignee who is not the owner or purchaser and who appoints a customs broker keeps records of merchandise covered by an informal entry for two years from the date of entry, making D true. Each distractor misstates an exception: records relating to a drawback claim are kept until the third anniversary of the date of payment of the claim, not the fifth; packing lists are retained for sixty calendar days from the end of the release or conditional release period, not ninety; and records for articles admitted free under 19 U.S.C. 1321(a)(2) are kept two years, not five. Watch for: Applying the general five-year retention rule to categories with shorter regulatory exceptions.

Original CBLE Simulator explanation — the question and key above are CBP's; this analysis is ours. Verify against the current edition before relying on it in practice.

CBP's cited authority

§ 19 CFR 163.4(b)(3)

Answer and citations as published in CBP's official answer key for the May 2024 examination.

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