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Broker Compliance

May 2024 — Question 5

A duly licensed customs broker plans to switch from keeping paper records of documents created in the course of conducting customs business to keeping digital records electronically. These documents are not required to be maintained as original paper records under laws and regulations administered by other Federal Government agencies. From whom must the broker receive permission to switch the method of storage and within what time frame?

Why this answer

The alternative-storage provision cited permits records to be kept in formats other than the original once the person gives advance written notification to CBP's regulatory audit office in Charlotte, North Carolina, at least thirty calendar days before implementing the alternative storage method; these records qualify because no other federal agency requires them to remain original paper. Option A matches both the correct office and the timing. The distractors either route the notice to the wrong recipient, such as the Broker Management Branch or Office of Trade executives, or convert the requirement into after-the-fact notification, but the regulation demands advance notice before implementation, not retroactive reporting within some window afterward. Watch for: Choosing after-the-fact notice to headquarters instead of thirty days' advance notice to Regulatory Audit in Charlotte.

Original CBLE Simulator explanation — the question and key above are CBP's; this analysis is ours. Verify against the current edition before relying on it in practice.

CBP's cited authority

§ 19 CFR 163.5(b)

Answer and citations as published in CBP's official answer key for the May 2024 examination.

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