October 2025 — Question 5
Which ONE of the following is NOT required to be maintained by a broker as evidence of their registration for, attendance at, or completion of the qualifying continuing broker education?
- AThe location where the broker completed the qualifying continuing broker education.
- BThe name of the entity or person who provided the qualifying continuing broker education.
- CThe date(s) the broker attended the qualifying continuing broker education.
- DThe date(s) the broker received proof of completing the qualifying continuing broker education.✓ CBP's answer
CBP's cited authority
§ 19 CFR 111.102(d)(1)(i)-(vi)
Answer and citations as published in CBP's official answer key for the October 2025 examination.
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